“The dreaded look-back can be done efficiently”

Have you been required to conduct a look-back by your regulator?

Unfortunately, from time to time a financial institution (FI) is required to review transactions from a certain period in their past should a regulator question the effectiveness of their program during that time. It is no doubt a burden on an FI from a resource and budgetary perspective, and that is rarely if ever a consideration from the regulator’s standpoint.

As a trusted partner, ARC Risk and Compliance has managed and conducted a number of look-back’s with efficiency, time and money saving measures.

With the ARC Risk and Compliance approach to a look-back project, an FI receives skilled analysts to review the required data, technology and compliance experienced resources to demonstrate the effectiveness of their program and a clear understanding of what to expect.


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