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July 2017

Are You Prepared? A Thorough Approach to Complying with Final Rule 504

July 26 @ 1:00 pm - 2:00 pm

This webinar will discuss the background and layout of Final Rule 504 and the requirements of Rule 504 for transaction monitoring and filtering program implementation. It will also discuss the foundation of complying with Final Rule 504. Why Should You…

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August 2017

BSA Risk Assessment: Documenting BSA/AML Risks to Comply with Regulatory Expectations

August 2 @ 1:00 pm - 2:00 pm

There has been an increase in regulatory scrutiny over how financial institutions document their BSA/AML risk controls in the risk assessment. Even though financial institutions have been documenting risk assessments over a long period of time, the expectations have moved…

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BSA Bank Secrecy Act Reporting Expectations

August 3 @ 1:00 pm - 2:00 pm

Real or perceived, over the last several years regulatory expectations have been heightened. As we enter 2017, and embark in a new year, what can we expect regarding Bank Secrecy Act (BSA) reporting expectations? The BSA requires that financial institutions…

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